Search Result

381 - 400 of 1111 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?