Search Result

281 - 300 of 1275 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market