Search Result

261 - 280 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares