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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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PERG 5.12 Link between activities and the United Kingdom

SUP 5.1 Application and purpose

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PRIN 3.3 Where?

DISP INTRO 1 Introduction

FEES 4.1 Introduction

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 2.8 Exclusions applicable to particular regulated activities

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COBS 6.4 Disclosure of charges, remuneration and commission

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading