Search Result

1021 - 1040 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

REC 3.23 Default

As Published: 2011

REC 3.23 Default

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments