Search Result

601 - 620 of 1357 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment