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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

SUP 10A.1 Application

REC 3.9 Fees and incentive schemes

COBS 6.1F Using a platform service for arranging and advising

FEES App 1.2 Periodic Fees

PR 5.5 Persons responsible for a prospectus

COBS 4.1 Application

MAR 1.3 Market abuse (insider dealing)

PR 2.4 Incorporation by reference

CASS 8.3 Records and internal controls

LR 7.2 The Listing and Premium Listing Principles

RCB 3.6 Fees and other matters

PRIN 3.3 Where?

MIPRU 4.2D Liquidity resources requirements

FEES App 1 Annex 3 Emergencies

TC App 4.1 Appropriate Qualification tables

ICOBS 2.5 Exclusion of liability and reliance on others

CASS 7A.1 Application and purpose

FEES App 1 Annex 1A Application Fees payable

PRIN 3.2 What?