Search Result

521 - 540 of 1055 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports