Search Result

501 - 520 of 900 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about