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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1