Search Result

441 - 460 of 1330 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose