Search Result

441 - 460 of 1345 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2014

CONC App 1.2 Total charge for credit rules for other agreements

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose