Search Result

401 - 420 of 727 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions