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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

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