Search Result

301 - 320 of 1340 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application