Search Result

241 - 260 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events