Search Result

241 - 260 of 1024 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping