Search Result

181 - 200 of 1330 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general