Search Result

661 - 680 of 1065 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application