Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

IFPRU 1.2 Significant IFPRU firm

REC 2.14 Rules and consultation

REC 6A.2 Removal of passport rights from EEA market operator

SUP 2.4 'Mystery shopping'

CASS 1A.3 Responsibility for CASS operational oversight

LR 13.5 Financial information in Class 1 Circulars

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FCA

PERG 9.3 The definition

SUP 16.17 Remuneration reporting

REC 6.2 Applications

ICOBS 2.2 Communications to clients and financial promotions

PERG 10.3 Pension Scheme Trustees

PERG 10.4 Pension scheme service providers other than trustees

SYSC 4.4 Apportionment of responsibilities

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

MCOB 4.4A Initial disclosure requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading