Search Result

181 - 200 of 1033 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

MIPRU 4.2C Credit risk mitigation

As Published: 2014

MIPRU 4.2C Credit risk mitigation