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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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