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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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