Search Result

821 - 840 of 1016 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

As Published: 2013

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)