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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

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