Search Result

481 - 500 of 821 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2014

CONC App 1.2 Total charge for credit rules for other agreements

TC App 5.1

As Published: 2010

TC App 5.1

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order