Search Result

481 - 500 of 1180 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COND 1.1A Application

As Published: 2013

COND 1.1A Application

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions