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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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Similar To

SUP 5.1 Application and purpose

CASS 1.2 General application: who? what?

REC 3.3 Waivers

SUP 8.1 Application and purpose

COLL 12.2 UK UCITS management companies

SUP 15.2 Purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

REC 2.7 Access to facilities

DTR 8.3 Criteria for approval as a primary information provider

COBS 2.3 Inducements

SUP 6.2 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading