Search Result

321 - 340 of 1203 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PR App 3.1

As Published: 2005

PR App 3.1

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 1.1 Application

As Published: 2005

REC 1.1 Application

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation