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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 19.1 Application

As Published: 2005

LR 19.1 Application

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID