Search Result

981 - 1000 of 1157 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients