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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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