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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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