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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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