Search Result

521 - 540 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons