Search Result

481 - 500 of 1063 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements