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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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Similar To

COLL 1.2 Types of authorised fund

COLL 4.3 Approvals and notifications

CREDS 2.1 Application and purpose

REC 3.7 Auditors

COLL 9.1 Application and general information

COLL 7.6 Schemes of arrangement

SYSC 3.1 Systems and Controls

REC 2.14 Rules and consultation

SUP App 2.7 Capital resources below the level of individual capital guidance

DTR 6.3 Dissemination of information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading