Search Result

261 - 280 of 1299 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)