Search Result

641 - 660 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups