Search Result

421 - 440 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing