Search Result

601 - 620 of 1273 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction