Search Result

201 - 220 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application