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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DTR 6.2 Filing information and use of language

BIPRU 5.4 Financial collateral

SUP 12.5 Contracts: required terms

PERG 15.6 Territorial scope

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 2.8 Exclusions applicable to particular regulated activities

PR 3.1 Approval of prospectus

MCOB 9.3 Pre-application disclosure

REC 1.2 Purpose, status and quotations

IFPRU 2.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading