Search Result

101 - 120 of 1018 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

…