Search Result

801 - 820 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

LR App 2.1

As Published: 2005

LR App 2.1

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose