Search Result

661 - 680 of 1288 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous