Search Result

501 - 520 of 1126 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements