Search Result

501 - 520 of 1125 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance