Search Result

481 - 500 of 1177 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COND 1.1A Application

As Published: 2013

COND 1.1A Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues