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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications